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Major Shareholder's Profiles( As of 31 December 2017, Shareholdings of top ten shareholders as at the end of the reporting period )

Name of shareholder Nature of shareholder(1)Shareholding percentage (%) Total number of shares held(2)Type of shares Change during the reporting period (+,-)Number of selling-restricted shares held Number of pledged or frozen shares
Hong Kong Securities Clearing Company Nominees Limited(3)Overseas legal person32.725,980,847,492(4)H Share+114,150,820Unknown
Shenzhen Investment Holdings Co., Ltd.State5.27962,719,102A Share341,740,000 pledged shares
Business Fortune Holdings LimitedOverseas legal person3.99728,569,130H Share+466,987,402525,729,565 pledged shares
New Orient Ventures LimitedOverseas legal person3.91714,663,997H Share+714,663,997714,663,997 pledged shares
China Securities Finance Corporation LimitedOthers3.80694,834,562A Share+2,562,763-
Central Huijin Asset Management Ltd.Others2.65483,801,600A Share-
Huaxia Life Insurance Co., Ltd.–Universal Insurance ProductsOthers2.17396,319,315A Share-392,000,000-
Hong Kong Securities Clearing Company Limited(5)Others2.16394,910,458A Share+173,883,872
Shum Yip Group LimitedState-owned legal person1.41257,728,008A Share
Dacheng Fund – Agriculture Bank of China–Dacheng CSI Financial Asset Management PlanOthers0.96174,590,036A Share+1,386,036-

Notes:
(1) Nature of the holders of A shares represents the nature of account held by the holders of A shares registered on the Shanghai Branch of China Securities Depository and Clearing Corporation Limited.
(2) As the shares of the Company could be used as underlying securities for margin financing and securities lending, the shareholdings of the shareholders are the aggregate of all the shares and interests held in ordinary securities accounts and credit securities accounts.
(3) Hong Kong Securities Clearing Company Nominees Limited (“HKSCC Nominees Limited”) is the nominee holder of the shares held by non-registered H shareholders of the Company.
(4) Business Fortune Holdings Limited and New Orient Ventures Limited are the indirectly wholly-owned subsidiaries of CP Group Ltd., and the shares owned by these two companies have been registered under the name of HKSCC Nominees Limited. In order to avoid double counting, the shares owned by the above two companies have been deducted from the shares held by HKSCC Nominees Limited.
(5) The shares held by Hong Kong Securities Clearing Company Limited refer to the shares held by non-registered shareholders of the Northbound Trading of the Shanghai-Hong Kong Stock Connect Program.

Explanation of the connected relationship or acting-in-concert relationship of the above shareholders:

Business Fortune Holdings Limited and New Orient Ventures Limited are the indirectly wholly-owned subsidiaries of CP Group Ltd., and they are of acting-in-concert relationship since they are under common control.

Save as the above, the Company is not aware of any connected relationship or acting-in-concert relationship among the above-mentioned shareholders.

Particulars of controlling shareholder and de facto controller

The shareholding structure of the Company is relatively scattered. There is no controlling shareholder, nor de facto controller.